Doo Financial HK Limited, a subsidiary of Doo Group, has obtained a Type 4 (Advising on Securities) and Type 9 (Asset Management) license from the Hong Kong Securities and Futures Commission (HK SFC), marking another milestone in the Group's development.
With the acquisition of these two types of licenses, the company is authorized to provide the following services to its clients:
Type 4 (Advising on Securities)
Advisory Services
Giving of advice on securities to professional investors in Hongkong and other professional investors overseas;
Publishing research reports to professional investors;
Acting as Investment Advisor to third party funds.
Type 9 (Asset Management)
Discretionary Management Accounts
Managing a portfolio of securities for professional investors on discretionary basis.
Fund Mangement (Private Funds)
Managing investment funds on discretionary basis;
Acting as Investment Manager to third party funds;
Launching different kinds of funds except virtual asset and authorized fund for retail investors.